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Nicholas Kayatta

Ameriprise Financial Services, LLC

Newark, DE

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-12
DE RA APPROVED 2022-12-22
  • TX RA
    APPROVED_RES
    Since 2025-11-12
  • DE RA
    APPROVED
    Since 2022-12-22

Branch Locations

200 Continental Dr Ste 200, Newark, DE 19713-4303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Wilmington DE 06/2021 Present
Newark Parks And Recreation Newark DE 06/2016 08/2020
Full Time Student Newark DE 08/2011 05/2022
  • 06/2021 → Present
    Ameriprise Financial Services, Llc
    Wilmington, DE
  • 06/2016 → 08/2020
    Newark Parks And Recreation
    Newark, DE
  • 08/2011 → 05/2022
    Full Time Student
    Newark, DE
Other Businesses

Outside Employment; Point to Point LLC; AFA; Pay roll compensation from Point to Point Advisor LLC; 200 Continental Dr., Ste. 200, Newark, DE, 19713; Investment-Related; 06/13/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-09
  • S66 Uniform Combined State Law Examination
    2022-12-09
Other Names
  • Nicholas Kayatta
  • Nicolas Kayatta

View on SEC IAPD

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CHARLES CARPENTER WHITE
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Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
MML INVESTORS SERVICES, LLC · NEWARK, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE
OSAIC WEALTH, INC. · Newark, DE

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