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Michael Herman

J.P. Morgan Securities LLC

Ft. Lauderdale, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-01
TX RA APPROVED 2024-03-28
  • FL RA
    APPROVED
    Since 2024-04-01
  • TX RA
    APPROVED
    Since 2024-03-28

Branch Locations

201 E Las Olas Suite 2400, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc New York NY 08/2017 03/2024
University Of Florida Gainesville FL 08/2013 05/2017
Jpmorgan Chase Bank, N.A. Fort Lauderdale FL 03/2024 Present
J.P. Morgan Securities Llc Fort Lauderdale FL 03/2024 Present
Unemployed Gainesville FL 06/2017 07/2017
  • 08/2017 → 03/2024
    Rbc Capital Markets, Llc
    New York, NY
  • 08/2013 → 05/2017
    University Of Florida
    Gainesville, FL
  • 03/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Fort Lauderdale, FL
  • 03/2024 → Present
    J.P. Morgan Securities Llc
    Fort Lauderdale, FL
  • 06/2017 → 07/2017
    Unemployed
    Gainesville, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-15
S63 Uniform Securities Agent State Law Examination 2017-09-14
  • S65 Uniform Investment Adviser Law Examination
    2024-01-15
  • S63 Uniform Securities Agent State Law Examination
    2017-09-14
Other Names
  • Michael Kert Herman

View on SEC IAPD

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Other Investors

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LINDELL G DOUGLAS
MELINDA CHERISE MEACHAM
MATTHEW DAVID OSBORN
Danny Young
RINALDO DIAZ-FLORES
Konstantin Chrenow
Dorota J Gilbert

Other Offices

KOVACK ADVISORS, INC. · FT. LAUDERDALE, FL
KOVACK ADVISORS, INC. · Fort Lauderdale, FL
KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
FIRST CITIZENS INVESTOR SERVICES, INC. · Ft Lauderdale, FL
J.P. MORGAN SECURITIES LLC · POMPANO BEACH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Lauderdale, FL

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