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Current Employers
Toomey Investment Management, Inc

420 Center Street 1St Floor, Wallingford, CT 06492 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-02-01
  • CT RA
    APPROVED
    Since 2019-02-01

Branch Locations

420 Center Street 1St Floor, Wallingford, CT 06492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park City Ford Bridgeport CT 01/2016 02/2019
Toomey Investment Management Wallingford CT 02/2019 Present
Leigh Baldwin & Co., Llc Cazenovia NY 08/2019 Present
  • 01/2016 → 02/2019
    Park City Ford
    Bridgeport, CT
  • 02/2019 → Present
    Toomey Investment Management
    Wallingford, CT
  • 08/2019 → Present
    Leigh Baldwin & Co., Llc
    Cazenovia, NY
Other Businesses

02/2019: Life, Accident and Health Insurance; non investment related; no ownership; this plus Tomomey is 40 hrs/week during market hours. 02/2019: IA through Toomey Investment Management Inc; investment related RIA, Tax Prep; no ownership; 40 hrs/week during market hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-02-22
S65 Uniform Investment Adviser Law Examination 2019-01-30
  • S63 Uniform Securities Agent State Law Examination
    2019-02-22
  • S65 Uniform Investment Adviser Law Examination
    2019-01-30
Other Names
  • Daniel Perreault

View on SEC IAPD

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