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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-14 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
185 Center Street Unit B, Wallingford, CT 06492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Floor Store | Orange | CT | 12/2014 | Present |
| Pruco Securities, Llc. | Wallingford | CT | 04/2016 | 11/2024 |
| Prudential Insurance Company Of America | Wallingford | CT | 05/2016 | Present |
| Lpl Enterprise, Llc | Wallingford | CT | 11/2024 | Present |
1) 10/17/2024- The Floor Store LLC- Retail sales and installation of soft and hard flooring- Business Owner- Not INV Related- Wallingford, CT- Start Date 10/10/2014- 10hrs/mth- 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-06 |
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