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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-14 |
| CT | RA | APPROVED | 2017-03-25 |
Branch Locations
6 Corporate Drive, Shelton, CT 06484 • United States
Trumbull, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Shelton | CT | 01/2011 | Present |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | Present |
| Mml Investors Services, Llc | Shelton | CT | 03/2017 | Present |
(1) Name: William H. Foreman Trust Inv rel: Y Add: 19 Lawridge Hgts Ludlow VT 05149 Nature: Position: Trustee Start date: 03/08/2018 No. HR/MO: 4 No. HR/MO during sec trading: 4 Describe duties: Trustee for Immediate Family Acct (2)Name: John Foreman Inv Rel: Y Add: Residential Address Nature: Political Office Position: Town Councilman Start date: 11/7/2023 No. HR/MO: 6 No. HR/MO during sec trading: 0 Describe duties: Elected to Office, Governing Body of Town of Trumbull, CT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-24 |
| S66 | Uniform Combined State Law Examination | 2011-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-06 |
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