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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-20 |
| CT | RA | APPROVED | 2021-05-11 |
Branch Locations
111 South Main Street, Wallingford, CT 06492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | North Haven | CT | 09/2014 | 05/2021 |
| Lpl Financial Llc | Wallingford | CT | 05/2021 | Present |
1) 05/06/2021 - NORTHEAST WEALTH SOLUTIONS, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Wallingford, CT- start dated 2010 2) 05/06/2021 - Cameron Rice- Non-Variable Insurance- Agent - Inv. Related- Wallingford, CT- start date 2000
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-12-30 |
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