Timothy Gilbert Lassen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 12/2021
  Voya Financial Advisors
  Windsor, CT
• 12/2021 → Present
  Lpl Financial Llc
  Wallingford, CT

Previous Registrations

• 2011-01-03 → 2021-12-17
  Voya Financial Advisors, Inc.
  North Haven, CT
  Windsor, CT
  North Haven, CT
  Windsor, CT
  Windsor, CT
  Braintree, MA
• 2008-04-23 → 2011-01-03
  Voya Financial Partners, Llc
  Windsor, CT
  Windsor, CT
  North Haven, CT
• 2006-08-07 → 2008-03-12
  Equitable Advisors, Llc
  Shelton, CT
• 2006-01-01 → 2006-03-21
  Waddell & Reed
  Hartford, CT

Other Businesses

1)12/2021- Brokers Service Marketing Group- Non-Variable Insurance- inv. related- Wallingford, CT- start date 2008- 10hrs/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-12-21
• S63 Uniform Securities Agent State Law Examination
  2005-10-31