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Timothy Gilbert Lassen

LPl Financial LLC

Wallingford, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-12-15
  • CT RA
    APPROVED
    Since 2021-12-15

Branch Locations

111 South Main Street, Wallingford, CT 06492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Windsor CT 09/2014 12/2021
Lpl Financial Llc Wallingford CT 12/2021 Present
  • 09/2014 → 12/2021
    Voya Financial Advisors
    Windsor, CT
  • 12/2021 → Present
    Lpl Financial Llc
    Wallingford, CT
Previous Registrations
  • 2011-01-03 → 2021-12-17
    Voya Financial Advisors, Inc.
    North Haven, CT
    Windsor, CT
    North Haven, CT
    Windsor, CT
    Windsor, CT
    Braintree, MA
  • 2008-04-23 → 2011-01-03
    Voya Financial Partners, Llc
    Windsor, CT
    Windsor, CT
    North Haven, CT
  • 2006-08-07 → 2008-03-12
    Equitable Advisors, Llc
    Shelton, CT
  • 2006-01-01 → 2006-03-21
    Waddell & Reed
    Hartford, CT
Other Businesses

1)12/2021- Brokers Service Marketing Group- Non-Variable Insurance- inv. related- Wallingford, CT- start date 2008- 10hrs/mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-21
S63 Uniform Securities Agent State Law Examination 2005-10-31
  • S65 Uniform Investment Adviser Law Examination
    2005-12-21
  • S63 Uniform Securities Agent State Law Examination
    2005-10-31

View on SEC IAPD

Other Firms

LPL ENTERPRISE, LLC
TOOMEY INVESTMENT MANAGEMENT, INC
CETERA INVESTMENT ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDWARD JONES
SENTINEL ASSET MANAGEMENT, LLC
ARMSTRONG ADVISORY GROUP INC.

Other Investors

CAMERON EARL RICE
PETER JOSEPH COWEN
JOHN JOSEPH CAPECE
FRANK CHRISTOPHER ADAMS
Spencer M Rogers
TIMOTHY RYAN MACDONALD
ROB CASSELLA
AUSTIN PATRICK TOOMEY

Other Offices

LPL ENTERPRISE, LLC · WALLINGFORD, CT
TOOMEY INVESTMENT MANAGEMENT, INC · WALLINGFORD, CT
LPL FINANCIAL LLC · WALLINGFORD, CT
CETERA INVESTMENT ADVISERS LLC · WALLINGFORD, CT
WELLS FARGO CLEARING SERVICES, LLC · WALLINGFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WALLINGFORD, CT
CETERA INVESTMENT ADVISERS LLC · WALLINGFORD, CT
EDWARD JONES · WALLINGFORD, CT

More in Wallingford, CT

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