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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-05-11 |
Branch Locations
111 South Main Street, Wallingford, CT 06492 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Peter Cowen | Wallingford | CT | 05/2003 | Present |
| Cfp Associates Llc | Wallingford | CT | 12/2010 | Present |
| Voya Financial Advisors | Wallingford | CT | 09/2014 | 05/2021 |
| Lpl Financial Llc | Wallingford | CT | 05/2021 | Present |
1) NORTHEAST WEALTH SOLUTIONS, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Wallingford, CT- start dated 9/10/2015 2) Peter Cowen- Non-Variable Insurance- Agent selling Life, Long Term Care, Fixed Annuity- Inv. Related- Wallingford, CT- start date 1/1/2002 3) CFP Associates, LLC- Business Entity For Tax/Investment Purposes Only- Inv. Related- Wallingford, CT- start date 12/1/2010- 3hrs/mth 4)Peter Cowen Tax Preparation- Tax Prep/Accounting/CPA- Owner- Inv. Related- Wallingford, CT- start date 1/1/2008 -10hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-20 |
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