John Joseph Capece

Current Employers

Employment History

• 01/2015 → 08/2017
  Grand Apizza
  North Haven, CT
• 09/2014 → 05/2021
  Voya Financial Advisory
  North Haven, CT
• 05/2021 → Present
  Lpl Financial Llc
  Wallingford, CT

Previous Registrations

• 2003-05-05 → 2021-05-12
  Voya Financial Advisors, Inc.
  North Haven, CT
  North Haven, CT
  Albany, NY
  Wallingford, CT
  Malden, MA
• 1998-02-28 → 2003-05-07
  Waddell & Reed
  North Haven , CT

Other Businesses

1)05/17/2021 - NORTHEAST WEALTH SOLUTIONS, LLC. - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2021 2)05/18/2021- JOHN CAPECE & SARA GUASTELLO-RENTAL PROPERTY - Inv Rel - New Haven, CT - Start: 2007 - 3 Hr/Mth 3)09/20/2022 - Grammer School - Not Investment Related - 88 Bassett RD North Haven, CT 06473 - Outside/W-2 Employment - Substitute Teacher - Start Date - 09/12/2022 - 14 Hours Per Month/10 Hours During Securities Trading 4)03/18/2024 - Daly Insurance - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 11/15/2023 - 8 Hrs/Mo; 4 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-06
• S63 Uniform Securities Agent State Law Examination
  1997-04-11