Rob Cassella

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 11/2024
  Pruco Securities, Llc.
  Wallingford, CT
• 08/2010 → Present
  Prudential Insurance Company Of America
  Wallingford, CT
• 11/2024 → Present
  Lpl Enterprise, Llc
  Wallingford, CT

Previous Registrations

• 2014-04-17 → 2024-11-14
  Pruco Securities, Llc.
  Shelton, CT
  Glastonbury, CT
  Glastonbury, CT
  Wallingford, CT

Other Businesses

1) 10/03/2024 - REC ENTERPRISES LLC - My private office that I own is shared with other advisors and rental income is received from them for the sharing of space - Real Estate Rental - Inv Related - At Wallingford, CT - Start Date 01/01/2020 - 1hrs/mth - 0hrs/mth During Trading 2) 06/16/2026-STEALTH WEALTH MANAGEMENT-FINANCIAL PLANNER-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 06/10/2026-200hrs/mth-200hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-04-11
• S63 Uniform Securities Agent State Law Examination
  2010-12-09