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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-05-11 |
| TX | RA | APPROVED_RES | 2021-05-11 |
Branch Locations
111 South Main Street, Wallingford, CT 06492 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cfp Associates | Wallingford | CT | 12/2010 | Present |
| Voya Financial Advisors | Wallingford | CT | 09/2014 | 05/2021 |
| Lpl Financial Llc | Wallingford | CT | 05/2021 | Present |
1)CFP Associates- Real Estate Rental - Partial owner of building and tenant- Inv. Related- Wallingford, CT - start date 1/6/2011 2)NORTHEAST WEALTH SOLUTIONS, LLC - DBA for LPL Business (entity for LPL business)- Inv. Related- Wallingford, CT- start date 9/10/2015 3) Frank Adams III,- Non-Variable Insurance- Agent selling term insurance and fixed annuities- Inv. Related- Wallingford, CT - start date 5/3/2003- 4hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-12 |
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