Nathan Taylor Gates

Current Employers

Employment History

• 09/2018 → 12/2018
  E*Trade Securities Llc
  Sandy, UT
• 08/2017 → 09/2018
  Self-Employed
  Bountiful, UT
• 11/2013 → 08/2017
  University Of Utah Dermatology
  Murray, UT
• 02/2019 → 06/2024
  Securities America, Inc.
  Midvale, UT
• 04/2019 → 06/2024
  Securities America Advisors
  Midvale, UT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Midvale, UT

Previous Registrations

• 2019-04-03 → 2024-06-14
  Securities America Advisors, Inc.
  Midvale, UT

Other Businesses

1. FINANCIAL STRATEGIES INSTITUTE POSITION: Advisor NATURE: All fixed life insurance with approved providers. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 60 START DATE: 04/01/2019 ADDRESS: 6955 S Union park center, ste. 410, Salt lake city UT 84047 DESCRIPTION: In process of planning we will recommend when appropriate Fixed index annuities for clients objectives. 2. FINANCIAL STRATEGIES INSTITUTE POSITION: Independent Adviser NATURE: Provide Financial planning, retirement planning, and investment advice for a fee. INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 60 START DATE: 02/01/2019 ADDRESS: 6955 s union park center, salt lake city UT 84047 DESCRIPTION: Provide portfolio proposals, financial investment advice, and retirement planning. Place trades for clients. 3. SAA POSITION: Advisor NATURE: Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/08/2019 ADDRESS: 6955 s union park center, Midvale UT 84047 DESCRIPTION: Fee based clients 4. DBA - Financial Strategies Institute 5. FINANCIAL STRATEGIES INSTITUTE POSITION: Sales/Planner NATURE: Selling insurance products to cover the needs of my clients when building a financial plan. Products include but are not limited to FIA, IUL, VUL, GUL, etc.. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/16/2021 ADDRESS: 6955 S. Union Park Center, Ste 410, Midvale UT 84047, United States DESCRIPTION: The use of insurance products such as FIA's or IUL's can be used as investments to fill a need in retirement planning. Such products will be selected and sold in accordance to the needs and goals of clients. 6. G-5 DENTAL LAB LLC POSITION: Co-Owner NATURE: This is an LLC. The business provides dental lab services to dentists in the US. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2024 ADDRESS: 5920 w Jackling Way, West Jordan UT 84081, United States DESCRIPTION: Recruit dentists to use our lab services. Manage shipping. Case management. Billing for services.

Exams

• S66 Uniform Combined State Law Examination
  2019-02-22
• S63 Uniform Securities Agent State Law Examination
  2018-11-07