Matthew S Shaw

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Matthew Shaw, Independent Insurance Agent
  Salt Lake City, UT
• 09/2014 → 06/2021
  Voya Financial Advisors
  Draper, UT
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-04-18 → 2021-06-09
  Voya Financial Advisors, Inc.
  Midvale, UT
  Draper, UT
  Draper, UT
  Tempe, AZ
  Midvale, UT

Other Businesses

1. NAME OF ENTITY:Deer Valley Resort; No; 2250 DEER VALLEY DRIVE; PARK CITY; UT; 84060; ski resort; ski coach; 1/15/2003; 140; 0; coach ski students at the resort during season 2. NAME OF ENTITY:KNOWWHERE MOTORCYCLE TOURING; No; 8178 CLOVER SPRINGS; COTTONWOOD HEIGHTS; UT; 84121; MOTORCYLCE TOURING; TOUR GUIDE; 5/25/2017; 40; 40; SPECIALIZE IN MOTORCYCLE TOURS (SEASONAL) 3. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; SAME AS REGISTERED LOCATION; FIXED INSURANCE SALES; independent insurance agent; 1/15/2003; 160; 160; sales and service of fixed insurance products 4. NAME OF ENTITY:STONEBRIDGE INVESTMENT SERVICES, LLC; No; 12523 S STONEBRIDGE CIR; DRAPER; UT; 84020; S-CORP; OWNER; 3/24/2018; 1; 0; SCORP FOR TAX PURPOSE ONLY

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-08
• S63 Uniform Securities Agent State Law Examination
  2003-01-21