David Jay Nelson

Current Employers

Employment History

• 09/1990 → Present
  Tax Planning Association
  Midvale, UT
• 08/2002 → 12/2020
  Nelson Financial Group
  Midvale, UT
• 09/2014 → 06/2021
  Voya Financial Advisors
  Midvale, UT
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2022 → Present
  Altitude Investment Management, Llc
  Lakewood, CO
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2023 → Present
  Altitude Evergreens, Llc
  Kamas, UT
• 08/2020 → Present
  Nfg Advisors Llc
  Midvale, UT

Previous Registrations

• 2000-02-11 → 2021-06-09
  Voya Financial Advisors, Inc.
  Midvale, UT
  Las Vegas, NV
  Henderson, NV
  Lakewood, CO
  Windsor, CT

Other Businesses

1) NAME OF ENTITY: Independent Insurance Agent; Yes; 6955 S UNION PARK CTR STE 550; MIDVALE; UT; 84047; fixed insurance sales; INDEPENDENT INSURANCE AGENT; 10/2/2008; 16; 16; sales of fixed insurance products 2) NAME OF OTHER BUSINESS: NFG ADVISORS LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2020, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: ALTITUDE INVESTMENT MANAGEMENT, LLC; INVESTMENT RELATED: YES; ADDRESS: 165 S WADSWORTH BLVD #200 LAKEWOOD, CO 80226; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 3/2022; POSITION/TITLE/RELATIONSHIP: MEMBER/MANAGER; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: SALE OF SECURITIES AND FIXED PRODUCTS; 4) NAME OF OTHER BUSINESS: ALTITUDE EVERGREENS, LLC; INVESTMENT RELATED: NO; ADDRESS: 4278 S FORK CANYON RD, KAMAS, UT 84036; NATURE OF BUSINESS: TREE FARM; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: OWNER/MANAGER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: GROW TREES TO HARVEST AND SELL TO CUSTOMERS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-07
• S63 Uniform Securities Agent State Law Examination
  1992-12-14