Randy Lee Swartwood

Employer firm

M2 Financial LLC CRD 327044

$84.1M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → 07/2018
  At Home Nursing Care
  Salt Lake City, UT
• 07/2018 → 10/2018
  Unemployed
  South Jordan, UT
• 10/2018 → 04/2022
  New Millennium Group
  Sandy, UT
• 04/2022 → Present
  Genwealth Advisory Group
  Sandy, UT
• 05/2022 → 11/2023
  Teton Wealth Group
  Murray, UT

Previous Registrations

• 2022-05-13 → 2023-11-27
  Teton Wealth Group Llc
  Murray, UT
  Sandy, UT

Other Businesses

1) GenWealth Advisory Group; Investment Related; 1218 E 7800 S Ste 200, Sandy, UT 84094; Advisor DBA Firm; Investment Advisor Representative/Insurance Producer; 04/2022; DBA used to offer financial advisory and insurance sales services. 2) Utah Life & Health Insurance Producer License; Insurance Sales; Independent Life/Health Insurance Agent; 08/2018; Approx. 12 hrs/mo; Approx. 12 hrs/mo during trading hours; Sale of Life, Health, and Medicare policies earning a commission on sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-16

Other Names

• Randolph Lee Swartwood