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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-27
UT RA APPROVED 2020-12-15
  • TX RA
    APPROVED
    Since 2021-01-27
  • UT RA
    APPROVED
    Since 2020-12-15

Branch Locations

6985 Union Park Ave Suite 500, Cottonwood Heights, UT 84047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Security Investor Services, Inc. Salt Lake City UT 07/1998 12/2020
Wells Fargo Advisors Llc Salt Lake City UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 12/2020
Raymond James & Associates, Inc. Salt Lake City UT 12/2020 Present
Previous Registrations
Other Businesses

(1)Name of Business: Mill Street Quarters Condo Association Address: 1540 E. Millbrook Way, Bountiful, UT, 84010, United States Activity Type: Non profit Position/Title: Officer - President Investment Related: Yes Start Date: 12/15/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a small 10 unit complex in which I own 2 units so it is fairly minimal responsibility to run the HOA. (2)Name of Business: MMFH, LLC Address: 1540 E. Millbrook Way, Bountiful, UT, 84010, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/15/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is the entity that owns my rental real estate portfolio

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-06-08
S65 Uniform Investment Adviser Law Examination 1999-02-05
  • S63 Uniform Securities Agent State Law Examination
    2000-06-08
  • S65 Uniform Investment Adviser Law Examination
    1999-02-05
Designations
Other Names
  • Stan Goodell

View on SEC IAPD

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