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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-27 |
| UT | RA | APPROVED | 2020-12-15 |
Branch Locations
6985 Union Park Ave Suite 500, Cottonwood Heights, UT 84047 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Security Investor Services, Inc. | Salt Lake City | UT | 07/1998 | 12/2020 |
| Wells Fargo Advisors Llc | Salt Lake City | UT | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | 12/2020 |
| Raymond James & Associates, Inc. | Salt Lake City | UT | 12/2020 | Present |
(1)Name of Business: Mill Street Quarters Condo Association Address: 1540 E. Millbrook Way, Bountiful, UT, 84010, United States Activity Type: Non profit Position/Title: Officer - President Investment Related: Yes Start Date: 12/15/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a small 10 unit complex in which I own 2 units so it is fairly minimal responsibility to run the HOA. (2)Name of Business: MMFH, LLC Address: 1540 E. Millbrook Way, Bountiful, UT, 84010, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/15/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is the entity that owns my rental real estate portfolio
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-06-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-02-05 |
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