Brad Ernest Neves

Current Employers

Employment History

• 11/2008 → Present
  Neves Insurance Llc
  South Jordan, UT
• 04/2014 → Present
  Nobility Wealth Management
  South Jordan, UT
• 09/2014 → 06/2021
  Voya Finanical Advisors
  Midvale, UT
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2014 → 02/2022
  Nelson Financial Group, Llc
  Midvale, UT
• 02/2022 → Present
  Nfg Brokerage, Llc
  Midvale, UT
• 03/2022 → Present
  Altitude Investment Management, Llc
  Lakewood, CO
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-06-27 → 2021-06-09
  Voya Financial Advisors, Inc.
  Midvale, UT
  South Jordan, UT

Other Businesses

1 NAME OF OTHER BUSINESS: NFG BROKERAGE, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/2022; POSITION/TITLE/RELATIONSHIP: CFO/PRESIDENT-ANNUITY DIVISION; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: OWNER RESPONSIBILITIES AS WELL AS OVERSEEING ANNUITY SALES AND DISTRIBUTION. 2 NAME OF OTHER BUSINESS: NEVES INSURANCE LLC NOBILITY WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS 10637 S HARVEST POINTE DR; SOUTH JORDAN; UT; 84009; NATURE OF BUSINESS: FINANCIAL SERVICES/DBA; START DATE: 11/1/2008; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: SALE OF FIXED INSURANCE, INVESTMENT AND SECURITIES PRODUCTS. 3 NAME OF OTHER BUSINESS: INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE SALES; START DATE: 5/22/2012 POSITION/TITLE/RELATIONSHIP: INDEPENDENT INSURANCE AGENT; APX NUMBER OF HOURS PER WEEK: 160 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SALE OF FIXED INSURANCE PRODUCTS. 4 NAME OF OTHER BUSINESS: NFG ADVISORS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES/DBA; START DATE: 08/04/2020; POSITION/TITLE/RELATIONSHIP: PRINCIPAL/PARTNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: OSJ MANAGER DELEGATE SUPPORTING OTHER OSJ MANAGERS WITH THE SUPERVISION OF REGISTERED REPRESENTATIVES AND INVESTMENT ADVISOR REPRESENTATIVES, AS WELL AS BEING A FINANCIAL ADVISOR FOR MY BOOK OF CLIENTS; 5. NAME OF OTHER BUSINESS: ALTITUDE INVESTMENT MANAGEMENT, LLC; INVESTMENT RELATED: YES; ADDRESS: 165 S WADSWORTH BLVD #200 LAKEWOOD, CO 80226; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 3/2022; POSITION/TITLE/RELATIONSHIP: MEMBER/MANAGER; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: SALE OF SECURITIES AND FIXED PRODUCTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-04-28
• S63 Uniform Securities Agent State Law Examination
  2010-05-15