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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-29
UT RA APPROVED 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29
  • UT RA
    APPROVED
    Since 2023-06-29

Branch Locations

6955 Union Park Center Suite 550, Midvale, UT 84047 • United States

Taylorsville, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The M Group & Associates Tempe AZ 05/2014 10/2017
Voya Financial Advisors, Inc. Midvale UT 04/2015 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Unified Financial Partners Midvale UT 02/2025 Present
  • 05/2014 → 10/2017
    The M Group & Associates
    Tempe, AZ
  • 04/2015 → 06/2021
    Midvale, UT
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 02/2025 → Present
    Unified Financial Partners
    Midvale, UT
Previous Registrations
Other Businesses

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6955 S UNION PARK CTR STE 550; MIDVALE; UT; 84047; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/20/2015; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY:NFG ADVISORS; Yes; 6955 S UNION PARK CTR STE 550; MIDVALE; UT; 84047; FINANCIAL SERVICES/DBA; PRINCIPAL; 10/13/2017; 160; 160; SUPERVISION OF REG REP AND SALE OF SECURITIES. 3. NAME OF OTHER BUSINESS: UNIFIED FINANCIAL PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND TAX REPORTING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-20
  • S66 Uniform Combined State Law Examination
    2015-05-20
Other Names
  • Michael Brandt

View on SEC IAPD

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