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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-29 |
| UT | RA | APPROVED | 2023-06-29 |
Branch Locations
6955 Union Park Center Suite 550, Midvale, UT 84047 • United States
Taylorsville, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The M Group & Associates | Tempe | AZ | 05/2014 | 10/2017 |
| Voya Financial Advisors, Inc. | Midvale | UT | 04/2015 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Unified Financial Partners | Midvale | UT | 02/2025 | Present |
1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6955 S UNION PARK CTR STE 550; MIDVALE; UT; 84047; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/20/2015; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF ENTITY:NFG ADVISORS; Yes; 6955 S UNION PARK CTR STE 550; MIDVALE; UT; 84047; FINANCIAL SERVICES/DBA; PRINCIPAL; 10/13/2017; 160; 160; SUPERVISION OF REG REP AND SALE OF SECURITIES. 3. NAME OF OTHER BUSINESS: UNIFIED FINANCIAL PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES AND TAX REPORTING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-20 |
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