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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-19 |
| UT | RA | APPROVED | 2024-06-14 |
Branch Locations
6955 S Union Park Center Suite 410, Midvale, UT 84047 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allegis Investment Advisors, Llc, Fka, Bowengroup Advisors, Llc | Idaho Falls | ID | 02/2013 | 06/2018 |
| Securities America, Inc. | Midvale | UT | 08/2018 | 06/2024 |
| Securities America Advisors | Midvale | UT | 08/2018 | 06/2024 |
| Osaic Wealth, Inc. | Midvale | UT | 06/2024 | Present |
**Insurance Position: Selling and Servicing Nature: Fixed Insurance Sales Investment Related: No Hours: 20 Securities Trading Hours: 100 Start Date: 08/01/1992 Address: 6955 S Union Park Center Ste 410, Midvale UT 84047 **Financial Strategies Institute (SAA) Position: Advisor Nature: Investment Advisor Investment Related: Yes Hours: 80 Securities Trading Hours: 80 Start Date: 07/01/2018 Address: 6955 S Union Park Center, Midvale UT 84047 **FINANCIAL STRATEGIES INSITUTE POSITION: Agent NATURE: Medicare Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 10/31/2020 ADDRESS: 6955 So. Union Park Center #410, Midvale UT 84047 DESCRIPTION: Helping Clients with the Medicare decisions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-16 |
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