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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-29 |
| UT | RA | APPROVED | 2023-06-29 |
Branch Locations
6955 S Union Park Ctr Ste 550, Midvale, UT 84047 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nfg Brokerage | Midvale | UT | 01/2013 | 09/2023 |
| Nfg Advisors | Midvale | UT | 01/2013 | 09/2023 |
| Voya Financial Advisors | Midvale | UT | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6955 S UNION PARK CTR STE 550; MIDVALE; UT; 84047; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/16/1989; 160; 160; SALES OF FIXED INSURANCE PRODUCTS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1989-03-07 |
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