Stevan David Gates

Current Employers

Employment History

• 01/2016 → 06/2017
  Allegis Investment Advisors
  South Jordan, UT
• 01/2016 → 06/2017
  Allegis Investment Services
  South Jordan, UT
• 06/2017 → 06/2024
  Securities America, Inc.
  Midvale, UT
• 06/2017 → 06/2024
  Securities America Advisors
  Midvale, UT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Midvale, UT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Midvale, UT

Previous Registrations

• 2017-06-21 → 2024-06-14
  Securities America Advisors, Inc.
  Midvale, UT
• 2016-04-14 → 2017-06-19
  Allegis Investment Advisors, Llc
  South Jordan, UT
  Idaho Falls, ID

Other Businesses

1. Financial Strategies Institute / DBA Position: Advisor - Nature: Insurance Sales - Investment Related: Yes Hours: 22 - Securities Trading Hours: 20 - Start Date: 06/07/2017 Address: 6955 S Union Park Center, Midvale UT 84047 2. Securities America Advisors Position: IAR - Nature: Investment Advisory Services - Investment Related: Yes Start Date: 6/2017 - Address: 6955 S Union Park Center, Ste 410 Midvale UT 84047 3. FINANCIAL STRATEGIES INSTITUTE POSITION: Financial Advisor NATURE: Financial Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2016 ADDRESS: 6955 S. Union Park Center, Suite 410, Midvale UT 84047 DESCRIPTION: Offer financial advice for a fee. 4. GATES RENTAL SERVICE POSITION: Owner/Operator NATURE: Rental Service for Boats, Sea Doos, Camper Trailers, OHV's, Etc. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2020 ADDRESS: 74 E. 1675 S., Farmington UT 84025, United States DESCRIPTION: I will be renting out recreation toys such as boats, ohv's, trailers, etc. This will be done from my home. I will not be marketing directly to my current advisory clients. 5. FINANCIAL STRATEGIES INSTITUTE POSITION: Advisor NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 22 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2016 ADDRESS: 6955 S Union Park Center, Midvale UT 84047, United States DESCRIPTION: We offer comprehensive planning that include insurance sales.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-12-01
• S65 Uniform Investment Adviser Law Examination
  2016-04-13