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Ismael E. Gorra

Ubs Financial Services Inc.

Ft. Lauderdale, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-09
CA RA APPROVED 2023-10-02
NJ RA APPROVED 2023-10-02
TX RA APPROVED 2023-10-02
  • FL RA
    APPROVED
    Since 2023-10-09
  • CA RA
    APPROVED
    Since 2023-10-02
  • NJ RA
    APPROVED
    Since 2023-10-02
  • TX RA
    APPROVED
    Since 2023-10-02

Branch Locations

401 East Las Olas Boulevard Las Olas Centre, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Plantation FL 10/2012 07/2019
Jp Morgan Chase Bank, Na Plantation FL 12/2015 01/2018
Jp Morgan Chase Bank, Na Plantation FL 02/2018 07/2019
Jp Morgan Chase Bank, Na Plantation FL 07/2019 10/2023
Jp Morgan Securites, Llc Plantation FL 07/2019 10/2023
Ubs Financial Services Inc. Ft. Lauderdale FL 10/2023 Present
  • 10/2012 → 07/2019
    J.P. Morgan Securities Llc
    Plantation, FL
  • 12/2015 → 01/2018
    Jp Morgan Chase Bank, Na
    Plantation, FL
  • 02/2018 → 07/2019
    Jp Morgan Chase Bank, Na
    Plantation, FL
  • 07/2019 → 10/2023
    Jp Morgan Chase Bank, Na
    Plantation, FL
  • 07/2019 → 10/2023
    Jp Morgan Securites, Llc
    Plantation, FL
  • 10/2023 → Present
    Ubs Financial Services Inc.
    Ft. Lauderdale, FL
Previous Registrations
  • 2018-05-29 → 2023-10-03
    J.P. Morgan Securities Llc
    Miami Lakes, FL
    North Miami, FL
    Dania, FL
    Plantation, FL
    Plantation, FL
    Boynton Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-25
  • S66 Uniform Combined State Law Examination
    2018-05-25
Other Names
  • Ismael Gorra
  • Ismael E Gorra
  • Ismael Enrique Gorra

View on SEC IAPD

Other Firms

KOVACK ADVISORS, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FIRST CITIZENS INVESTOR SERVICES, INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
FINANCIAL PLANNING SERVICES, INC.

Other Investors

DARRIN ROBERT HALSEY
LINDELL G DOUGLAS
MELINDA CHERISE MEACHAM
MATTHEW DAVID OSBORN
Danny Young
RINALDO DIAZ-FLORES
Konstantin Chrenow
Dorota J Gilbert

Other Offices

KOVACK ADVISORS, INC. · FT. LAUDERDALE, FL
KOVACK ADVISORS, INC. · Fort Lauderdale, FL
KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
FIRST CITIZENS INVESTOR SERVICES, INC. · Ft Lauderdale, FL
J.P. MORGAN SECURITIES LLC · POMPANO BEACH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Lauderdale, FL

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