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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2011-06-03 |
| DE | RA | APPROVED | 2006-09-13 |
Branch Locations
200 Continental Drive Suite 306, Newark, DE 19713 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Newark | DE | 05/2000 | Present |
| Laura Day & Associates | Newark | DE | 01/2006 | Present |
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; START DATE 8/2005; INSURANCE BROKER] [OPERATING UNDER THE DBA NAME OF LAURA DAY & ASSOCIATES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 200 CONTINENTAL DRIVE, SUITE 306; START DATE: 01/2006; 60 hours per week 30 during sec hours] [Rental Property; condo rental in St. Louis, MO; 757 Ridgeside Drive #G, Ballwin, MO 63021; Start Date 08/2022; Role/Title: Owner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; collect rent] [Mockingbird Homeowner's Association; Homeowner's association; 106 Oriole Lane, Bull Shoals, AR 72619; Start Date 01/2024; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; Current position is Secretary, I take meeting minutes and pitch in where needed.]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-27 |
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