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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-11-25
  • MI RA
    APPROVED
    Since 2014-11-25

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

900 W. University Drive Suite A-1, Rochester, MI 48307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities Inc. Troy MI 10/2014 Present
Kovack Advisors, Inc. Fort Lauderdale FL 01/2015 Present
  • 10/2014 → Present
    Kovack Securities Inc.
    Troy, MI
  • 01/2015 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2012-08-30 → 2014-12-31
    Resource Horizons Investment Advisory, Inc.
    Troy, MI
    Troy, MI
  • 2012-07-26 → 2012-08-03
    L.M. Kohn & Company
    Cincinnati, OH
Other Businesses

1) DBA: FIDELIS WEALTH - 900 W. UNIVERSITY DRIVE, SUITE A-1, ROCHESTER, MI 48307; INVESTMENT ADVISORY/SECURITIES; INVESTMENT RELATED; INVESTMENT MANAGEMENT; OWNER/CEO; 100% OF TIME SPENT. 2) TROY HIGH SCHOOL ASSISTANT WRESTLING COACH - 3777 NORTHFIELD PARKWAY, TROY, MI 48098 - ASSISTANT HS WRESTLING COACH; 10% OF TIME SPENT. 3) WILLIAM ISAACS IRRV TRUST - 900 W. UNIVERSITY DRIVE, SUITE A-1, ROCHESTER, MI 48307; NON-INVESMENT RELATED; SUCCESSOR TRUSTEE FOR UNCLES TRUST; SUCCESSOR TRUSTEE; STATE DATE - 2/1/2024; 10 HOURS/MONTH SPENT; 2 HOURS/MONTH SPENT DURING SECURITIES TRADING HOURS. 4) VARIABLE ANNUITIES - 900 W. UNIVERSITY DRIVE, SUITE A-1, ROCHESTER, MI 48307; INVESTMENT RELATED; START DATE - 9.1.22; OWNER; INSURANCE; 40 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 120 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-30
S63 Uniform Securities Agent State Law Examination 2012-04-18
  • S65 Uniform Investment Adviser Law Examination
    2012-05-30
  • S63 Uniform Securities Agent State Law Examination
    2012-04-18

View on SEC IAPD

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