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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2014-11-25 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
900 W. University Drive Suite A-1, Rochester, MI 48307 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities Inc. | Troy | MI | 10/2014 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 01/2015 | Present |
1) DBA: FIDELIS WEALTH - 900 W. UNIVERSITY DRIVE, SUITE A-1, ROCHESTER, MI 48307; INVESTMENT ADVISORY/SECURITIES; INVESTMENT RELATED; INVESTMENT MANAGEMENT; OWNER/CEO; 100% OF TIME SPENT. 2) TROY HIGH SCHOOL ASSISTANT WRESTLING COACH - 3777 NORTHFIELD PARKWAY, TROY, MI 48098 - ASSISTANT HS WRESTLING COACH; 10% OF TIME SPENT. 3) WILLIAM ISAACS IRRV TRUST - 900 W. UNIVERSITY DRIVE, SUITE A-1, ROCHESTER, MI 48307; NON-INVESMENT RELATED; SUCCESSOR TRUSTEE FOR UNCLES TRUST; SUCCESSOR TRUSTEE; STATE DATE - 2/1/2024; 10 HOURS/MONTH SPENT; 2 HOURS/MONTH SPENT DURING SECURITIES TRADING HOURS. 4) VARIABLE ANNUITIES - 900 W. UNIVERSITY DRIVE, SUITE A-1, ROCHESTER, MI 48307; INVESTMENT RELATED; START DATE - 9.1.22; OWNER; INSURANCE; 40 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 120 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-18 |
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