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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-04-27 |
| CA | RA | APPROVED | 2015-02-17 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
1551 N. Tustin Avenue Suite 195, Santa Ana, CA 92705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apex Financial Services Group | Orange | CA | 03/2012 | Present |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 02/2015 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 02/2015 | Present |
1) DBA: APEX WEALTH MANAGEMENT GROUP - 1551 N. TUSTIN AVENUE, SUITE 195, SANTA ANA, CA 92705 ; INVESTMENT RELATED; INVESTMENTS, ADVISORY, FINANCIAL PLANNING, VARIABLE ANNUITIES; FINANCIAL ADVISOR; 160 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 160 HOURS/MONTH SPENT DURING SECURITIES TRADING HOURS. 2) FIXED INSURANCE - 1551 N. TUSTIN AVENUE, SUITE 195, SANTA ANA, CA 92705; NON INVESTMENT RELATED; AGENT; 10% OF TIME SPENT 3) MORTGAGE ASSISTANCE WORKSHOP - 1551 N. TUSTIN AVENUE, SUITE 195, SANTA ANA, CA 92705; WORKSHOP TO EDUCATE INDIVIDUALS WHO ARE GOING THROUGH A LAYOFF ON HOW TO TAKE ADVANTAGE OF A STATE PROGRAM DESIGNED AS A MORTGAGE ASSISTANCE VEHICLE FOR INDIVIDUALS RECEIVING UNEMPLOYEMENT BENEFITS; NON-INVESTMENT RELATED; PRESENTER; WORKSHOP SPEAKER/PRESENTER; 10% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-05 |
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