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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2021-01-13 |
| CT | RA | APPROVED | 2020-12-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Buffalo | NY | 12/2015 | 03/2017 |
| M&T Securities | Buffalo | NY | 03/2017 | 06/2017 |
| M&T Bank | Buffalo | NY | 03/2017 | 06/2017 |
| Hsbc Securities (Usa) Inc | Depew | NY | 10/2017 | 05/2018 |
| Hsbc Bank Usa, N.A. | Depew | NY | 10/2017 | 05/2018 |
| Kaplan University | Buffalo | NY | 09/2016 | 03/2019 |
| Hsbc Bank Usa, N.A. | Depew | NY | 05/2018 | 03/2019 |
| Hsbc Secuities (Usa) Inc. | Depew | NY | 05/2018 | 03/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated (Crd: 7691) | Hamburg | NY | 11/2020 | Present |
| Northtown Automotive Companies | Amherst | NY | 04/2019 | 10/2020 |
| Lehman Brothers Inc James W Giddens | New York | NY | 01/2016 | 08/2020 |
| Bank Of America, N.A. | Hamburg | NY | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-09 |
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