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Lauren Connor Sagan

LPl Financial LLC

Redwood City, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

100 Marine Parkway Ste 215, Redwood City, CA 94065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mckinley Financial Group Redwood Shores CA 11/2011 Present
First Allied Securities, Inc. San Diego CA 11/2011 06/2021
First Allied Advisory Services, Inc. San Diego CA 08/2014 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 06/2021
Lpl Financial, Llc Redwood City CA 06/2021 Present
  • 11/2011 → Present
    Mckinley Financial Group
    Redwood Shores, CA
  • 11/2011 → 06/2021
    First Allied Securities, Inc.
    San Diego, CA
  • 08/2014 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 11/2020 → 06/2021
    First Allied Advisory Services
    Schaumburg, IL
  • 06/2021 → Present
    Redwood City, CA
Previous Registrations
  • 2020-11-12 → 2021-06-14
    Redwood Shores, CA
  • 2014-08-26 → 2020-11-12
    First Allied Advisory Services, Inc.
    San Diego, CA
    Redwood Shores, CA
Other Businesses

1. 6/14/2021 - McKinley Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/20/2011. 2. 6/14/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/2011 - 20 Hours Per Month - Time Spent 5% - Selling Life Insurance. 3. 6/14/2021 - REJUVENATE YOUR RETIREMENT SEMINARS - Investment Related - At Reported Business Location(s) - Other-Seminar - Started 10/01/2019 - 4 Hours Per Month - Time Spent 2% - Speeches and or Seminars.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-27
  • S66 Uniform Combined State Law Examination
    2014-06-27
Other Names
  • Lauren Hastings Connor
  • Lauren Connor Davies

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