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Teresa Ming-Yin Herrera

Kovack Advisors, Inc.

Ft. Lauderdale, FL

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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-19
  • FL RA
    APPROVED
    Since 2021-02-19

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investacorp, Inc. Miami FL 06/2011 07/2020
Herrera Ng Delivery Corp Hialeah FL 10/2004 12/2016
Securities America, Inc. Hialeah FL 07/2020 02/2021
Securities America Advisors, Inc. Hialeah FL 07/2020 02/2021
Kovack Securities, Inc. Fort Lauderdale FL 02/2021 Present
Kovack Advisors, Inc. Fort Lauderdale FL 02/2021 Present
  • 06/2011 → 07/2020
    Investacorp, Inc.
    Miami, FL
  • 10/2004 → 12/2016
    Herrera Ng Delivery Corp
    Hialeah, FL
  • 07/2020 → 02/2021
    Securities America, Inc.
    Hialeah, FL
  • 07/2020 → 02/2021
    Securities America Advisors, Inc.
    Hialeah, FL
  • 02/2021 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 02/2021 → Present
    Kovack Advisors, Inc.
    Fort Lauderdale, FL
Previous Registrations
  • 2020-07-17 → 2021-02-22
    Securities America Advisors, Inc.
    Hialeah, FL
  • 2016-07-07 → 2020-07-17
    Investacorp Advisory Services Inc
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-30
  • S66 Uniform Combined State Law Examination
    2016-06-30
Other Names
  • Teresa Ming-Yin Ng
  • Teresa Ming Yin Herrera

View on SEC IAPD

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Other Offices

KOVACK ADVISORS, INC. · Fort Lauderdale, FL
KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
FIRST CITIZENS INVESTOR SERVICES, INC. · Ft Lauderdale, FL
J.P. MORGAN SECURITIES LLC · POMPANO BEACH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Lauderdale, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Pompano Beach, FL

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