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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 10/2014 | 03/2026 |
| Lpl Financial Llc | Mishawaka | IN | 03/2026 | Present |
1. 02/2026 - Nye Sterling Hale Miller andSweet, LLP ( - Other - Investment Related - 5 Hrs/Mth - 5 Hrs During Trading - CA, CA 93101 - OBA Start Date: 08/09/2024 2. 02/2026 - BROLIN WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - 200 Hrs/Mth - 140 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 03/04/2026 3. 02/2026 - FICRO Properties LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 5 Hrs/Mth - 0 Hrs During Tradin - Mishawaka, IN 46544 - OBA Start Date: 04/21/2005
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-11 |
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