Ketul Mody

Current Employers

Employment History

• 01/2008 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 01/2008 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 01/2008 → Present
  Diamond State Financial Group
  Newark, DE
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Newark, DE
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-01-05 → 2023-08-10
  Securian Financial Services, Inc.
  Newark, DE
  St. Paul, MN

Other Businesses

DSFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/14/2016 ADDRESS: , Newark DE , United States DESCRIPTION: Agent/Broker FIVE STARS INVESTMENT LLC POSITION: Partner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2019 ADDRESS: , Salisbury MD , United States DESCRIPTION: Partner RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2013 ADDRESS: , New Castle DE , United States DESCRIPTION: Owner GUJARATI SAMAJ OF DELAWARE POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: PO Box #7723, Newark DE 19714, United States DESCRIPTION: Serve as co-secretary and volunteer for a local Indian Community Group. Duties include taking notes during meetings, participate event as volunteer for the events. For this role, I am not involved in overseeing finances/money related transactions. JUMARLR LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 1122 South Central Ave, Laurel DE 19956, United States DESCRIPTION: Commercial Rental Property DSFG REAL ESTATE LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2022 ADDRESS: 49 Harrison Drive, Hockessin DE 19707, United States DESCRIPTION: Investment in rental real estate as a limited partner HSN KIDS LLC POSITION: Member NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2022 ADDRESS: 108 Portside Ct, Bear DE 19701, United States DESCRIPTION: I will be a minority investor in HSN Kids LLC (Urban Air, Newark, DE). Urban Air is kids adventure and trampoline park. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE, SECURITIES, AND ADVISORY SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-11-20
• S63 Uniform Securities Agent State Law Examination
  2008-03-01