Joseph W Mitchell

Current Employers

Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-26

NY RA
APPROVED

Since 2021-03-26

Branch Locations

4050 Seneca Street, West Seneca, NY 14224 • United States

9094 Erie Rd, Evans, NY 14006 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Key Investment Services Llc	West Seneca	NY	07/2012	Present

07/2012 → Present

Key Investment Services Llc

West Seneca, NY

Previous Registrations

2006-08-23 → 2012-07-11

Hsbc Securities (Usa) Inc.

Eden, NY

Lackawanna, NY

Angola, NY

Hamburg, NY

Eden, NY

Artesia, CA

Orchard Park, NY

New York City, NY

Eden, NY

West Seneca, NY

Springville, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-23
S63	Uniform Securities Agent State Law Examination	2000-03-31

S66 Uniform Combined State Law Examination

2001-05-23
S63 Uniform Securities Agent State Law Examination

2000-03-31

View on SEC IAPD

Current Employers

Key Investment Services Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews