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Michael R Gutwein

J.P. Morgan Securities LLC

Windsor, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-25
CO RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • CO RA
    APPROVED
    Since 2012-10-01

Branch Locations

1595 Main St, Windsor, CO 80550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Boulder CO 12/2007 Present
J.P. Morgan Securities Llc Greeley CO 10/2012 Present
Previous Registrations
  • 2009-04-16 → 2012-10-01
    Chase Investment Services Corp.
    Denver, CO
    Boulder, CO
    Greeley, CO
    Windsor, CO
    Boulder, CO
    Longmont, CO
    Firestone, CO
    Westminster, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-14
  • S66 Uniform Combined State Law Examination
    2009-04-14
Designations

View on SEC IAPD

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KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
FIRST CITIZENS INVESTOR SERVICES, INC. · Ft Lauderdale, FL
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STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Lauderdale, FL

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