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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-03 |
Branch Locations
100 Se 3Rd St Suite 1000, Ft. Lauderdale, FL 33394 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Federal Prep Advisors, Inc. | Bohemia | NY | 09/2017 | 05/2024 |
| Federal Prep Advisors Inc. | Bohemia | NY | 08/2011 | 05/2024 |
| Penn Mutual Life Insurance Company | Horsham | PA | 01/2021 | Present |
| Hornor, Townsend & Kent, Llc | Horsham | PA | 06/2024 | Present |
1) NAME OF ACTIVITY INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: LIFE CAPITALIZED FINANCIAL, LLC | POSITION HELD: AGENT | ADDRESS: 100 SE 3RD AVE, SUITE 1000, FT LAUDERDALE, FL 33394 | START DATE: 06/07/2024 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 70 | APPROX TRADING HRS PER MTH: 60 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2) AI-ENABLED LEAD RESPONSE AND MARKETING OPERATIONS CONSULTING BUSINESS | POSITION: Proprietor/Owner | NATURE: Non-financial AI-enabled lead response and marketing operations consulting business for high-ticket home service companies. | INVESTMENT RELATED: No NUMBER OF HOURS: 14 SECURITIES TRADING HOURS: 7 START DATE: 05/28/2026 | ADDRESS: 1000 SE 15th St, Fort Lauderdale FL 33316 | DESCRIPTION: The outside business provides non-investment-related marketing operations consulting and AI tool implementation for home service businesses. The business helps clients improve website lead capture, automate appointment booking, reduce missed-call opportunities, and maintain customer follow-up workflows. Compensation consists primarily of flat project fees and monthly retainers. The business does not provide financial, investment, insurance, tax, legal, or securities-related services, and it will not market to or service Life Capitalized Financial advisory clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-01 |
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