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Jeffrey Cheng Ming Lu

U.S. Bancorp Advisors, LLC

Redwood City, CA

San Mateo, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13

Branch Locations

Redwood City, CA • United States

390 S El Camino Real, San Mateo, CA 94402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. San Mateo CA 11/2009 02/2026
U.S. Bank San Mateo CA 08/2016 02/2026
U.S. Bancorp Advisors, Llc San Mateo CA 02/2026 Present
Previous Registrations
  • 2009-11-24 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    San Mateo, CA
    San Mateo, CA
  • 2009-05-02 → 2009-11-02
    Chase Investment Services Corp.
    San Mateo, CA
  • 2007-10-16 → 2009-05-02
    Wamu Investments, Inc.
    San Mateo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-09
  • S66 Uniform Combined State Law Examination
    2007-10-09

View on SEC IAPD

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Other Offices

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NEPC, LLC · Redwood City, CA
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