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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2007-03-27 |
| MD | RA | APPROVED | 2007-03-27 |
Branch Locations
200 Continental Dr Ste 200, Newark, DE 19713-4303 • United States
Elkton, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wilmington | DE | 12/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Wilmington | DE | 03/2020 | Present |
Other Business Activities; Author; Self-publishing fiction through Amazon, etc. (non-financial in nature). If you need a quick summary of the book, I can send it.; Home address, ,; ; 03/01/2014; 10 to 19 hours per month; 0 during trading hours / P Two P; LLC for franchise team practice; 200 Continental Dr, Ste. 200, , Newark, DE, 19713; Investment-Related; 02/01/2016; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-26 |
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