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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-12-04 |
| AK | RA | APPROVED | 2012-07-16 |
| CO | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of Colorado | Windsor | CO | 06/2007 | Present |
| Raymond James Financial Services, Inc. | Windsor | CO | 09/2000 | Present |
| Raymond James Financial Services Advisors, Inc | Windsor | CO | 01/2009 | Present |
(1)Name of Business: Bank of Colorado Investment Services-Raymond James Address: 1041 Main St, Windsor, CO, 80550, United States Activity Type: Support Company - Non Owner Position/Title: Officer - President Investment Related: No Start Date: 07/03/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor for Bank of Colorado Investment Services (2)Name of Business: Catholic Charities Archdiocese of Denver Address: 6240 Smith Road, Denver, CO, 80216, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 06/15/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have been asked to stay on the finance and investment committee. No check signing and no discretion on investment accounts. Just a committee member for both Finance and Investment. I just came off the board after 6 years. (3)Name of Business: DT Ranch Inc. Address: 2 Inverness Drive East #200, Englewood, CO, 80112, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 11/01/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4)Name of Business: Nancy Ferguson Trust Under Will of Ransom Varney Address: 2104 61st Ave, Greeley, CO, 80634, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 01/04/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co Trustee of a trust established by Last Will and Testament of Ransom Varney (5)Name of Business: Our Lady of the Valley Catholic Church Finance Committee Address: 1250 7th St, Windsor, CO, 80550, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 10/23/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Finance Committee for local Catholic church. I will not be on any accounts or have signing on any accounts. It is a oversight committee on local finance's for the church and working closely with Priest and Finance manager. (6)Name of Business: Ransom Varney Family Trust Address: 2104 61st Ave, Greeley, CO, 80634, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 01/04/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee of family trust established under last will and testament of Ransom Varney
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-04 |
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