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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-07-14
TX RA APPROVED_RES 2025-08-19
DE RA APPROVED 2014-05-19
  • AL RA
    APPROVED
    Since 2026-07-14
  • TX RA
    APPROVED_RES
    Since 2025-08-19
  • DE RA
    APPROVED
    Since 2014-05-19

Branch Locations

200 Continental Drive #401 Office #433, #431, #438, Newark, DE 19713 • United States

Newark, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Newark DE 04/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Newark DE 04/2014 Present
Previous Registrations
  • 2009-02-25 → 2014-04-08
    Wilmington, DE
    Newark, DE
    New Castle, DE
    Newark, DE
    Newark, DE
    Newark, DE
    Newark, DE
    Wilmington, DE
    Bear, DE
    Bear, DE
Other Businesses

BELL PLAYA LLC POSITION: owner NATURE: real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/14/2019 ADDRESS: Home Address, Newark DE 19711, United States DESCRIPTION: Own residential real estate that is rented out to tenants

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-24
S63 Uniform Securities Agent State Law Examination 2004-09-16
  • S65 Uniform Investment Adviser Law Examination
    2009-02-24
  • S63 Uniform Securities Agent State Law Examination
    2004-09-16
Other Names
  • Suzanne Alexander-Doncel

View on SEC IAPD

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