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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2017-03-25
  • DE RA
    APPROVED
    Since 2017-03-25

Branch Locations

200 Continental Drive Suite 101, Newark, DE 19713 • United States

Dover, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Providence RI 11/2004 03/2017
Massmutual Life Insurance Co Newark NJ 07/2016 Present
Mml Investors Services, Llc Newark DE 03/2017 Present
  • 11/2004 → 03/2017
    Metlife Securities Inc.
    Providence, RI
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Newark, NJ
  • 03/2017 → Present
    Newark, DE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-01
  • S66 Uniform Combined State Law Examination
    2004-04-01

View on SEC IAPD

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