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Daniel David Stroud

Mml Investors Services, LLC

Newark, DE

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2017-03-25
  • DE RA
    APPROVED
    Since 2017-03-25

Branch Locations

200 Continental Drive Suite 101, Newark, DE 19713 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Newark DE 09/2003 03/2017
Mml Investors Services, Llc Newark DE 03/2017 Present
Massmutual Life Insurance Co Newark DE 07/2016 Present
  • 09/2003 → 03/2017
    Metlife Securities Inc
    Newark, DE
  • 03/2017 → Present
    Mml Investors Services, Llc
    Newark, DE
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Newark, DE
Previous Registrations
  • 2004-06-01 → 2017-03-25
    Msi Financial Services, Inc.
    Newark, DE
    Newark, DE
Other Businesses

1) Name: Daniel Stroud Inv rel:N Add: At Residential Address Nature: Coach Position: Coach Start date: 11/2004 No. HR/MO: 100 No. HR/MO during sec trading: 0 Describe duties: Coaching basketball. 2) Name: Daniel Stroud Inv rel: Y Add: 200 Continental Drive, Suite 101, Newark, DE 19711 Nature: Outside Insurance Brokerage Position: Agent Start date: 09/2003 No. HR/MO: 10 No. HR/MO during sec trading: 10 Describe duties: Property/Casualty, Health, group Health, life & Fixed Annuity

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-09
  • S66 Uniform Combined State Law Examination
    2003-12-09
Designations

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Newark, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE
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