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Monica Elaine Minton

Ameriprise Financial Services, LLC

Windsor, CO

Walnut Creek, CA

Windsor, CO

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-14
CO RA APPROVED 2020-06-01
  • CA RA
    APPROVED
    Since 2022-03-14
  • CO RA
    APPROVED
    Since 2020-06-01

Branch Locations

Windsor, CO • United States

1333 N California Blvd Ste 630, Walnut Creek, CA 94596 • United States

Windsor, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Roseville CA 10/2010 03/2020
Ameriprise Financial Services, Llc Walnut Creek CA 03/2020 Present
Previous Registrations
Other Businesses

Outside Employment; GVB Alliance, LLC; Chief Operating Officer - Lead operations of financial advisory practice and team affiliated with Ameriprise Financial Services, LLC; ; 1333 N. California Blvd, STE 630, , Walnut Creek, CA, 94596; Not Investment-Related; 03/21/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-28
  • S66 Uniform Combined State Law Examination
    2007-09-28

View on SEC IAPD

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