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Daniel Craig Wasser

J.P. Morgan Securities LLC

Ft. Lauderdale, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-03-01
TX RA APPROVED 2023-02-28
  • FL RA
    APPROVED
    Since 2023-03-01
  • TX RA
    APPROVED
    Since 2023-02-28

Branch Locations

201 E Las Olas Suite 2400, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Fort Lauderdale FL 04/2013 Present
Jpmorgan Chase Bank Na Fort Lauderdale FL 04/2013 Present
  • 04/2013 → Present
    Jpmorgan Securities Llc
    Fort Lauderdale, FL
  • 04/2013 → Present
    Jpmorgan Chase Bank Na
    Fort Lauderdale, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-28
S63 Uniform Securities Agent State Law Examination 2013-07-09
  • S65 Uniform Investment Adviser Law Examination
    2023-02-28
  • S63 Uniform Securities Agent State Law Examination
    2013-07-09
Other Names
  • Daniel Wasser
  • Dan Wasser
  • Daniel C Wasser

View on SEC IAPD

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Other Offices

KOVACK ADVISORS, INC. · FT. LAUDERDALE, FL
KOVACK ADVISORS, INC. · Fort Lauderdale, FL
KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL
FIRST CITIZENS INVESTOR SERVICES, INC. · Ft Lauderdale, FL
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STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Lauderdale, FL

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