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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-02
MI RA APPROVED 2022-12-07
  • TX RA
    APPROVED_RES
    Since 2023-05-02
  • MI RA
    APPROVED
    Since 2022-12-07

Branch Locations

3555 Park Place West Suite 300, Mishawaka, IN 46545 • United States

4675 32Nd Avenue Suite 2, Hudsonville, MI 49426 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Edge Group Advisors, Pllc Grand Rapids MI 12/2012 Present
Securities Service Network, Inc Hudsonville MI 08/2014 09/2020
Ssn Advisory, Inc Hudsonville MI 08/2014 09/2020
Securities America, Inc. Hudsonville MI 09/2020 12/2022
Securities America Advisors, Inc. Hudsonville MI 09/2020 12/2022
Lpl Financial Llc St. Joseph MI 12/2022 Present
  • 12/2012 → Present
    Edge Group Advisors, Pllc
    Grand Rapids, MI
  • 08/2014 → 09/2020
    Securities Service Network, Inc
    Hudsonville, MI
  • 08/2014 → 09/2020
    Ssn Advisory, Inc
    Hudsonville, MI
  • 09/2020 → 12/2022
    Securities America, Inc.
    Hudsonville, MI
  • 09/2020 → 12/2022
    Securities America Advisors, Inc.
    Hudsonville, MI
  • 12/2022 → Present
    St. Joseph, MI
Previous Registrations
  • 2020-09-18 → 2022-12-08
    Securities America Advisors, Inc.
    Hudsonville, MI
  • 2014-08-27 → 2020-09-18
    Ssn Advisory, Inc.
    Hudsonville, MI
    Mishawaka, IN
    Kalamazoo, MI
    Ada, MI
  • 2013-04-12 → 2014-08-04
    Sea Financial Advisor Group, Llc
    South Bend, IN
  • 2011-02-18 → 2012-10-22
    Ssn Advisory, Inc.
    Calendonia, MI
  • 2009-08-18 → 2011-02-11
    Qa3 Financial Llc
    Caledonia, MI
    Byron Center, MI
    Omaha, NE
Other Businesses

1) 12/07/2022- Vision Financial Advisorsy, PC - DBA for LPL Business (entity for LPL business)- inv. related- Hudsonville, MI- start date 12/2022 2) 12/07/2022- Vision Financial Advisory Corp- DBA for LPL Business (entity for LPL business)- inv. related- Hudsonville, MI- start date 9/1/2020 3) 12/07/2022- Real Estate Rental- owner- inv. related- 25806 Cockleshell Dr. Bonita Springs, FL 34135-start date 11/1/2022- 1hrs/mth 4) 12/07/2022- Edge Group Advisors PLLC- Business Entity For Tax/Investment Purposes Only - Not inv. related- Grand Rapids, MI- start date 12/26/2012- 5hrs/mth 5) 12/07/2022- Vision Tax Planning- Tax Prep/Accounting/CPA-owner- inv. related- 4675 32nd ave, Suite 2, Hudsonville, MI 49426- start dat 9/1/2020- 5hrs/mth 6) 12/07/2022- David Fennema- notary- Grand Rapids, MI -start date 3/10/2020- 1hrs/mth 7) 04/11/2023 - Vision Financial Advisors LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 02/03/2023 - 10 Hours Per Month/ 10 Hours During Securities Trading 8) 08/04/2025 - Edge Group Advisors PLLC - Non-Variable Insurance - Inv rel - At Reported Business Location(s) - Star date: 12/7/2022 - 5hrs/mnth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-15
S63 Uniform Securities Agent State Law Examination 1998-05-21
  • S66 Uniform Combined State Law Examination
    2009-08-15
  • S63 Uniform Securities Agent State Law Examination
    1998-05-21
Other Names
  • Brent Fennema
  • David Brent Fennema

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