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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2009-10-19 |
| TX | RA | APPROVED | 2005-10-20 |
| NJ | RA | APPROVED | 2002-07-30 |
Branch Locations
200 Continental Dr Ste 200, Newark, DE 19713-4303 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wilmington | DE | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Wilmington | DE | 03/2020 | Present |
Business Ownership; P Two P, LLC; Co-owner; Manage Ameriprise Business; 5195 W. Woodmill Drive, Suite 27, Wilmington, DE, 19808; Investment-Related; 01/22/2016; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; P Two P LLC; Co-owner; Manage advisory business; 5195 W. Woodmill Drive, , Wilmington, DE, 19808; Investment-Related; 01/01/2021; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-08 |
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