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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-06-15
  • FL RA
    APPROVED
    Since 2015-06-15

Branch Locations

One Financial Plaza Suite 1200, Ft. Lauderdale, FL 33394 • United States

Plantation, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 06/2015 Present
Axa Advisors, Llc New York NY 06/2015 06/2020
Previous Registrations
Other Businesses

UNITED COLORS OF FASHION (UCFO) ACADEMY, 450 W 42 ST, STE 11M, NEW YORK, NY 10036, BOARD MEMBER SINCE JUL. 2013, ASSIST TEAM AS NEEDED ON FUND RAISING IDEAS AND NETWORKING, 0 HR. MO. - RENTAL PROPERTY, JOINT OWNER, SINCE 05/30/2014, CONDOMINIO TOWN HOUSE, APT. 907 CALLE GUAYANILLA 500, SAN JUAN , PR 00923, APPROX 1 HR. MO. - HEALTHCARE UTILIZATION CONSULTANTS, LLC, CONSULTANT, APPROX 7 HR. MO. - WEDGEWOOD ESTATES HOA, 11011 NW 1ST ST PLANTATION FL 33324, HOA BOARD VP, ATTEND 1 MEETING PER MONTH, RESPOND TO BOARD AND PROPERTY MANAGEMENT EMAILS, 5/1/2023, 2HRS/MO, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-02
S63 Uniform Securities Agent State Law Examination 1997-06-17
  • S66 Uniform Combined State Law Examination
    2003-12-02
  • S63 Uniform Securities Agent State Law Examination
    1997-06-17
Other Names
  • Dayanara Rivera Vargas
  • Dayanara Rivera
  • Dayanara Rivera

View on SEC IAPD

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