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Emilio Johansen Foncuberta

Osaic Institutions, Inc.

Redwood City, CA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-16
  • CA RA
    APPROVED
    Since 2023-11-16

Branch Locations

575 Middlefield Road, Redwood City, CA 94063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 07/2012 11/2023
San Mateo Credit Union San Mateo CA 07/2012 Present
Osaic Investments, Inc. Meriden CT 11/2023 Present
  • 07/2012 → 11/2023
    Cuso Financial Services, Lp
    San Diego, CA
  • 07/2012 → Present
    San Mateo Credit Union
    San Mateo, CA
  • 11/2023 → Present
    Osaic Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2012-07-16 → 2023-11-15
    Cuso Financial Services, L.P.
    San Diego, CA
    San Mateo, CA
    Redwood City, CA
    East Palo Alto, CA
    Redwood City, CA
    Redwood City, CA
    So. San Francisco, CA
  • 2007-02-01 → 2012-07-09
    Wells Fargo Clearing Services, Llc
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Leandro, CA
    San Jose, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-25
S63 Uniform Securities Agent State Law Examination 2002-05-25
  • S65 Uniform Investment Adviser Law Examination
    2006-09-25
  • S63 Uniform Securities Agent State Law Examination
    2002-05-25
Other Names
  • Emilio Johansen Foncuberta
  • Emilio Johansen

View on SEC IAPD

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Other Offices

STRATOS WEALTH PARTNERS, LTD · Redwood City, CA
STRATOS WEALTH PARTNERS, LTD · Redwood City, CA
ALLSTATE FINANCIAL ADVISORS, LLC · Redwood City, CA
OSAIC WEALTH, INC. · REDWOOD CITY, CA
NEPC, LLC · Redwood City, CA
AINA CLIMATE AI VENTURES, LLC · REDWOOD CITY, CA
1ST COURSE CAPITAL MANAGEMENT, LLC · REDWOOD CITY, CA
VR FUND MANAGEMENT, L.L.C · REDWOOD CITY, CA

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