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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-30 |
| CA | RA | APPROVED | 2017-02-01 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
350 S. Hope Avenue Suite A-200, Santa Barbara, CA 93105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Airlines | Chicago (Hub) | IL | 06/1995 | Present |
| Tkg Financial, Llc | Santa Barbara | CA | 06/2015 | Present |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 01/2017 | Present |
1) DBA - TKG FINANCIAL, LLC - 350 S. HOPE AVENUE, SUITE A-200, SANTA BARBARA, CA 93105; BROKER/DEALER AND INVESTMENT ADVISORY BUSINESS; INVESTMENT RELATED; REGISTERED REP; MANAGE CLIENTS MONEY; 80% OF TIME SPENT 2) UNITED AIRLINES - 233 S. WACKER DRIVE, CHICAGO, IL 60606; AIRLINE PILOT; CAPTAIN 777; INTL AND DOMESTIC FLIGHTS; 85 HRS PER MONTH 3) LIFE INSURANCE-3408 ELM AVE, MANHATTAN BEACH, CA 92066; NON-INVESTMENT RELATED; REPLACING TERM LIFE INSURANCE POLICIES; BROKER; 1 PERCENT OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-01 |
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