Stephen Thomas Graham

Current Employers

Employment History

• 11/2007 → 03/2017
  Metlife Securities, Inc
  Plymouth Meeting, PA
• 07/2016 → Present
  Massmutual Life Insurance Co
  Newark, DE
• 03/2017 → Present
  Mml Investors Services, Llc
  Newark, DE

Previous Registrations

• 2010-09-22 → 2017-03-25
  Msi Financial Services, Inc.
  Newark, DE
  Plymouth Meeting, PA

Other Businesses

(1) Name: Stephen Graham Inv rel: Y Add: 200 Continental Dr, Suite 101, Newark, DE 19713 Nature: Outside Insurance Brokerage Position: Agent Start date: 02/2014 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Individual Life, Property/Casualty. (2) Name: Stephen Graham, Inv Rel: Y Addr: @ residential address on file, Nature: Rental Income, Position: Co-owner with wife, Start:5/03/2021, No Hr/Mo: 8 No Hr/Mo Dur Trading:0 Duties: Collect rent and maintain property. (3) Name: Stephen Graham, Inv Rel: N Addr: @ residential address on file Nature: Dry Cleaning, Position: Passive Investor, Start: 05/03/2021, No Hr/Mo:0 No Hr/Mo Dur Trading:0, Duties: No duties. Passive investment. Receive pass-through income. (4) NAME: Saint Thomas CYO Board INV REL: N ADD: 450 Valleybrook Rd, Glens Mills PA 19342 NATURE: Youth sports POSITION: Director of Basketball START DATE: 09/01/2024 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Coordinate coaches, gym time, tournaments, try-outs and ongoing basketball season for 15-20 teams and 200 youth participants

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-06-21
• S63 Uniform Securities Agent State Law Examination
  2007-12-14