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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-07-23 |
| IN | RA | APPROVED | 2025-03-20 |
| TX | RA | APPROVED_RES | 2006-09-28 |
| CA | RA | APPROVED | 2002-03-08 |
Branch Locations
255 Shoreline Dr Ste 400, Redwood City, CA 94065 • United States
Fremont, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Walnut Creek | CA | 01/2002 | 03/2020 |
| Ameriprise Financial Services, Llc | Redwood Shores | CA | 03/2020 | Present |
Business Ownership; Triple F Training; Owner; Horse training; 5790 Mission Road, , Sunol, CA, 94586; Not Investment-Related; 11/24/2025; 20 to 39 hours per month; 0 during trading hours. Board of Directors; Hacienda Gardens Board; Treasurer; 993 Rock Avenue, , Fremont, CA, 94536; Not Investment-Related; 04/15/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-05 |
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