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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-02 |
| IN | RA | APPROVED | 2025-12-01 |
Branch Locations
527 Park Place Court Suite 100, Mishawaka, IN 46545 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | South Bend | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | South Bend | IN | 11/2016 | 08/2017 |
| Raymond James & Associates, Inc | Mishawaka | IN | 08/2017 | 12/2025 |
| Lowe's Home Improvement | Mishawaka | IN | 05/2025 | Present |
| Lpl Enterprise Llc | Mishawaka | IN | 12/2025 | Present |
1. 11/21/2025 - Lowe's Home Improvement - Outside/W-2 Employment - Not Inv Related - 40 Hour(s)/Month - 00 Hour(s) During Trading - Mishawaka, IN - Start Date: 04/29/2025 2. 11/21/2025 - Notary Public - Notary - Not Inv Related - 00 Hour(s)/Month - 00 Hour(s) During Trading - Elkhart, IN - Start Date:01/13/2023 3. 11/21/2025 - Angel Warner N/A - Non-variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Elkhart, IN - Start Date: 08/28/2025 4. 11/21/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Elkhart, IN - Start Date: 08/28/2025 5. 11/21/2025 - Premier Planning Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Mishawaka, IN - Start Date: 12/01/2025 6. 11/21/2025 - Premier Planning Partners - Non-Variable Insurance -Not Inv Related - 10 Hour(s)/Month - 10 Hour(s) During Trading - Mishawaka, IN - Start Date: 12/01/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-10 |
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