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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-22
FL RA APPROVED 2009-01-23
  • TX RA
    APPROVED
    Since 2022-08-22
  • FL RA
    APPROVED
    Since 2009-01-23

Branch Locations

401 East Las Olas Boulevard Las Olas Centre, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Ft. Lauderdale FL 01/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-01-20
    Morgan Stanley & Co. Llc
    Ft. Lauderdale, FL
  • 2001-12-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ft. Lauderdale, FL
    Ft.LAuderdal, FL
Other Businesses

MEGAN PEREZ DESIGNS, LLC / 4341 NE 22ND AVE FORT LAUDERDALE, FL 333080 / COMPANY / OTHER INTERIOR DESIGN / INTERIOR DESIGN CONSULTING / IS THIS AN INDUSTRY SECTOR ORGANIZATION? NO / OTHER MANAGING MEMBER / NONE / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? NO/ START DATE 01/05/2010.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-04
  • S66 Uniform Combined State Law Examination
    2002-01-04
Designations

View on SEC IAPD

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